SEBI to set up panel to push MF sales via internet, mobiles
To re-energise the mutual fund industry, regulator SEBI plans to set up an expert panel to suggest measures for increasing distribution of MF products through digital modes such as internet and mobiles.
Dec 28, 2014, 12:33 PM IST
SEBI mulls checks on high upfront commissions to MF agents
To check mis-selling of mutual funds, a SEBI panel is considering stronger checks against high upfront commissions paid by the fund houses to their distributors as it might be leading to forced movement of investors from one fund to the other.
Dec 22, 2014, 20:04 PM IST
SEBI mulls fresh checks on mis-selling of mutual funds
Regulator SEBI is considering fresh checks against mis-selling of mutual funds and flouting of 'open bank infrastructure' norms for sale of these financial products, while it looks at ways to boost the market penetration through use of mobiles and internet.
Dec 21, 2014, 17:11 PM IST
SEBI widens probe into market use for black money
It has emerged during initial investigations by SEBI and stock exchanges that such illicit activities tend to accelerate during last few months of a fiscal and quantum of such transactions has grown manifold in the last few years.
Dec 21, 2014, 16:57 PM IST
Recovery proceedings: Sebi bars a person from selling assets
To recover dues of Rs 52 lakh, market regulator Sebi has barred an individual from disposing of assets since his bank and demat accounts have inadequate funds to pay the penalty imposed for violating various norms.
Dec 21, 2014, 11:12 AM IST
Sebi bars RDB Rasayans and directors from mrkts for 4 yrs
The Securities and Exchange Board of India (Sebi) found that RDB Rasayans Ltd, a company based in Kolkata, had failed to disclose certain material developments in IPO prospectus and mis-utilising the proceeds from the public issue.
Dec 19, 2014, 21:57 PM IST
SEBI makes fresh bid to find Sahara investors
In a fresh effort to locate Sahara investors eligible for refunds, regulator SEBI has asked bondholders to submit their claims by next month along with necessary proof of their investments.
Dec 17, 2014, 18:02 PM IST
SEBI seeks parity between foreign currency, rupee convertibles
Market regulator SEBI Monday said it is in favour of allowing rupee convertibles for domestic investors, on the lines of overseas investors subscribing to foreign currency convertible bonds.
Dec 15, 2014, 20:35 PM IST
Shareholders waking up to their rights: SEBI chief
Enthused by a growing awareness among investors about their rights, capital markets regulator SEBI's Chairman U K Sinha Tuesday said that a large number of proposals made by promoters and management at listed companies are getting defeated by the shareholders.
Dec 09, 2014, 22:21 PM IST
Money laundering: SEBI bars Moryo, 90 others from capital markets
Suspecting money laundering and tax evasion, SEBI Thursday barred Moryo Industries and 90 other connected entities including the company's promoters and directors from dealing in securities, till further directions.
Dec 04, 2014, 21:14 PM IST
SEBI tightens surveillance; over 25 listed firms under scanner
In a major crackdown on listed companies suspected to be existing 'only on paper', SEBI has initiated action against more than 25 such firms amid concerns they could have been set up to route black money or evade taxes.
Dec 04, 2014, 18:44 PM IST
Sebi moots new norms for warrants, partly-paid shares issuance
Market regulator Sebi Tuesday proposed that Indian companies, which issue partly paid-up shares and warrants to foreign investors, should receive an upfront payment of at least 25 percent of the total amount.
Dec 02, 2014, 19:51 PM IST
Delhi court pulls up SEBI for 'lethargic approach'
A local court has pulled up SEBI and other law enforcing agencies for their "lethargic approach" in acting against violators as it fined a Delhi- based company and its two directors Rs 25 crore for raising over Rs 22 crore from investors.
Dec 02, 2014, 18:44 PM IST
SEBI eases OFS norms for retail investors
Easing the norms, SEBI Monday said retail investors can put in their bids at cut-off price for shares sold through the Offer for Sale (OFS) route.
Dec 01, 2014, 22:42 PM IST
SEBI seeks trade data for ING Vysya shares prior to Kotak deal
Markets watchdog SEBI has sought details from stock exchanges about trades in shares of ING Vysya Bank that were conducted prior to the announcement of ts Rs 15,000-crore merger with Kotak Mahindra Bank last week.
Nov 24, 2014, 21:28 PM IST
SEBI approves one-time registration method for DPs
Simplifying procedural requirements, market regulator SEBI Wednesday to put in place a one-time single registration process for depository participants to operate on both CDSL and NSDL.
Nov 19, 2014, 21:54 PM IST
SEBI comes out with new listing regulations
Bringing in comprehensive norms for various listed securities, SEBI has finalised detailed listing regulations aimed at ensuring better compliance levels and strengthening safeguards for investors.
Nov 19, 2014, 21:52 PM IST
DLF discloses another SEBI proceeding, says order awaited
Realty major DLF on Thursday disclosed another proceeding by SEBI against the company, even as it has challenged the regulator's order in a case related to violation of IPO disclosure norms.
Nov 13, 2014, 22:17 PM IST
SEBI-DLF saga: One complainant and 'housewife' shareholders
The case, in which SEBI has imposed a three-year ban, relates to non-disclosure of these transactions and the related risks when DLF raised Rs 9,187.5 crore through an IPO, the largest in the country at that time.
Oct 14, 2014, 18:16 PM IST
SEBI slaps three-year ban on DLF, six top executives
Those prohibited from the markets including Singh's son Rajiv Singh (Vice Chairman) and daughter Pia Singh (Whole Time Director), SEBI said in its order.
Oct 13, 2014, 20:31 PM IST
