Mutual fund investment: Sebi takes this step, makes MF managers more accountable
In respect of delisting, Sebi has decided to grant exemption from the reverse book building process for delisting of a listed subsidiary, when it becomes the wholly-owned subsidiary of the listed parent pursuant to a scheme of arrangement.
Sep 30, 2020, 20:45 PM IST
SEBI notice to PC Jeweller MD Balram Garg over 'insider trading'
SEBI ordered impounding of alleged illegal gains of over Rs 8 crore made by two promoters and related entities of the jewellery firm.
Dec 18, 2019, 06:50 AM IST
SEBI bars Karvy from taking new clients, stock broking firm calls 'it an interim directive'
Stock market regulator Securities and Exchange Board of India (SEBI) has barred Karvy Stock Broking Ltd (KSBL) from taking new clients for stockbroking activities following allegations of misusing certain securities. On Friday, the National Stock Exchange (NSE) of India forwarded a preliminary report to SEBI on the non-compliances observed with respect to pledging and misuse of client securities by KSBL. The SEBI has given 21 days to KSBL to file its objections or responses if any.
Nov 25, 2019, 18:41 PM IST
Regulator Sebi to tighten disclosure norms for rating agencies
Concerned over severe spill-over impact of recent drastic downgrades by rating agencies, market regulator Sebi plans to strengthen its disclosure guidelines for issuance and review of the ratings by such entities.
Apr 17, 2016, 15:44 PM IST
Recovery proceedings: Sebi bars a person from selling assets
To recover dues of Rs 52 lakh, market regulator Sebi has barred an individual from disposing of assets since his bank and demat accounts have inadequate funds to pay the penalty imposed for violating various norms.
Dec 21, 2014, 11:12 AM IST
Sebi mulls norms for issuance, listing of 'muni bonds'
To help channelise household savings and provide a new investment avenue, market regulator Sebi will soon come out with a new set of norms to enable issuance and listing of municipal bonds -- a popular financial product in developed countries like the US.
Dec 07, 2014, 12:19 PM IST
Sebi's ponzi crackdown catches 26 firms within a month
Weeding out illicit money pooling schemes, market regulator Sebi has within a month clamped down on over two-dozen companies that had raised close to Rs 1,000 crore from over 4 lakh investors.
Dec 07, 2014, 10:45 AM IST
